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About Us 2017-12-03T08:20:06+00:00

SOLUTION FOCUSED THINKING

A partnership with CloudCFO gives you decades of experience at your disposal. Founder Brian H. Smith is an effective and proven financial services leader with experience in Financial Reporting, Operations, Process Improvement, Project Management, Compliance Supervision, Broker Dealer and Investment Advisor Sales, and Trading. He has worked with Broker-Dealers, Independent Investment Advisors, Custodians, Wrap Account Platforms, TAMP’s, TPA’s and Banks.

OUR FOUNDER, BRIAN SMITH

Brian began his career with Hughes Aircraft Corporation in 1989. Over the course of his career he has worked with a variety of companies including LPL Financial, Merrill Lynch, Nationsbank, Fifth Third Bank, First Union, and Mercer Consulting. He has successfully responded to SEC, FINRA, and NC Secretary of State Audits and has served as the CFO for three broker dealers and four investment advisor firms.

Brian holds a Bachelor of Science degree in Finance from The University of South Carolina and was a Beta Gamma Sigma Honor Society Graduate in 1988.

OUR COMMITMENT

CloudCFO’s foundation is built on Smith’s expertise, rooted in investment industry best practices, supported by necessary licensure, and grown through positive relationships and partnerships over the years with more than forty small to mid-sized companies. He has obtained the following licensure:

FINRA Series 7 General Securities Representative
FINRA Series 9 General Securities Sales Supervisor (Options)
FINRA Series 10 General Securities Sales Supervisor (Municipals)
FINRA Series 24 General Securities Principal
FINRA Series 27 Financial & Operations Principal
FINRA Series 63 Uniform Securities Agent State Law
FINRA Series 65 Investment Advisor Representative

OUR AFFILIATIONS

GET ALL OF THE BENEFITS OF AN ENTIRE ACCOUNTING DEPARTMENT WITHOUT THE OVERHEAD.

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